MarkTrail
AI-native SEC Marketing Rule compliance software for solo and small registered investment advisors, catching the exact violation patterns the SEC keeps citing in enforcement sweeps before a piece of marketing goes out.
The problem
Solo and small RIAs without a dedicated in-house CCO track SEC Marketing Rule compliance in email and shared drives, and the SEC's own enforcement sweeps and December 2025 risk alert show marketing-rule violations remain widespread three years after the rule took effect.
The wedge
AI pre-screen tuned to the SEC's own cited violation patterns, priced for solo RIAs below the 5-employee minimum incumbents like SmartRIA target, distributed through outsourced CCOs who each already serve multiple RIA clients.
We haven't built this one yet
The full deep dive, build video, and MVP kickoff prompt land when MarkTrail gets built in public.